🔎 AI workflows for Internal Audit & SOX
11 practical, sourced workflows for Internal Audit & SOX teams using ChatGPT, Claude, Gemini, Microsoft 365 Copilot.
★ Popular
Draft a risk and control matrix (RCM)
⏱ 4-8 hrs per process (estimate, not measured)
Write a control narrative from walkthrough notes⏱ 2-3 hrs per process (estimate, not measured)
Draft test of design and operating effectiveness steps⏱ 1 hr per control (estimate, not measured)
Write up a control deficiency and assess severity⏱ 1-2 hrs per deficiency (estimate, not measured)
Summarize audit results for the audit committee⏱ 2 hrs per meeting (estimate, not measured)
⚠️ AI output in this section is a draft. A qualified reviewer must review and sign off before it is relied on or filed as audit evidence.
All workflows
Draft a risk and control matrix (RCM)⏱ 4-8 hrs per process (estimate, not measured)
Write a control narrative from walkthrough notes⏱ 2-3 hrs per process (estimate, not measured)
Draft test of design and operating effectiveness steps⏱ 1 hr per control (estimate, not measured)
Document sample selection rationale⏱ 30 min per control (estimate, not measured)
Write up a control deficiency and assess severity⏱ 1-2 hrs per deficiency (estimate, not measured)
Build a PBC request list⏱ 1-2 hrs per audit (estimate, not measured)
Draft an internal audit planning memo⏱ 2-3 hrs per audit (estimate, not measured)
Segregation-of-duties conflict review in Excel⏱ 2-4 hrs per review (estimate, not measured)
Collect user access review evidence with Entra access reviews⏱ 2-4 hrs per quarter (estimate, not measured)
Compare terminated users against active system access⏱ 1-2 hrs per quarter (estimate, not measured)
Summarize audit results for the audit committee⏱ 2 hrs per meeting (estimate, not measured)
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